Our Team

Originally from Maine, Jon Loranger is a graduate of Northeastern University. He holds Series 7, 24, 53, and 63 registrations. He oversees the compliance operations of the firm. This includes maintaining compliance manuals and processes, document archival, and new business approval. His goal is to reduce audit risks while maintaining efficient business solutions. Jon has over 18 years of experience in the financial services industry. He served in various capacities such as IT director, senior agency supervisory officer, and as a financial advisor. Jon works closely with operations, marketing, licensing, technology, and advisor support services.

As Compliance Coordinator, Cassie plays a key role in the supervisory and operational aspects of the firm. She approves trades and monitors business activities. Her attention to detail, combined with her analytical and organizational skills, make her an invaluable member of the team. Cassie has earned the designation Investment Adviser Certified Compliance Professional (IACCP^®). This program provides certification regarding knowledge of investment adviser regulatory obligations and requirements including the Investment Advisers Act of 1940 and related state and federal regulations.

Maggie is an extremely versatile project manager who provides administrative support in a variety of areas. She provides complete back-office technology processing. This includes billing, virtual filing, and reporting. She is the liaison and provides support on advisor platforms. Maggie also provides compliance documentation which includes SEC filings of U4, ADV2B, and ADV2A, as well as business logs, DocuSign, and fixed business tracking.

Maggie Dumas is a non-registered associate of Cetera Financial Services LLC.